Abstract
Thymol, a natural active compound, is recognized for its remarkable antimicrobial properties, making it a suitable choice for active agents in food packaging applications. This study focuses on the encapsulation of thymol in chitosan phosphate nanoparticles (CNP) to overcome its limitations, particularly volatility, and incorporates it into bio-nanocomposite films via solvent casting. Moreover, comparison of the effects of pure thymol, CNP, and encapsulated thymol-loaded chitosan phosphate nanoparticle (TCNP) on the film’s properties were also assessed. The film’s chemical interaction (Fourier transform infrared, FTIR), thermal, mechanical, light transmittance, water barrier, antibacterial, toxicity properties, and release test were evaluated. The results disclosed that the incorporation of 5 wt% of TCNP1.0 into the PLA/PBS/NFC films matrix improved thermal stability (0.76%), tensile strength (46.8%), and enhanced water barrier properties, as evidenced by a reduction in water vapor permeability (WVP) by 10.1%. The FTIR analysis demonstrated the presence of intermolecular hydrogen bonds, indicating the compatibility between TCNP and the PLA/PBS/NFC matrix. The bio-nanocomposite films also exhibited noteworthy antibacterial effects and had an inhibitory rate against S. aureus. In summary, bio-nanocomposite films have significant potential as an antibacterial agent in the advancement of innovative bio-based active packaging systems.
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Full Article
Effects of Thymol Individually or Encapsulated in Chitosan Phosphate on the Properties of Poly(lactic acid) and Poly(butylene succinate) Matrix Reinforced with Nanofibrillated Cellulose
Nurul ‘Afifah Zabidi,a Mohd Nazli Naim,a Siti Hajar Ariffin,a Hairul Abral,b,c
Thinesh Sharma Balakrishnan,d and Intan Syafinaz Mohamed Amin Tawakkal a,*
Thymol, a natural active compound, is recognized for its remarkable antimicrobial properties, making it a suitable choice for active agents in food packaging applications. This study focuses on the encapsulation of thymol in chitosan phosphate nanoparticles (CNP) to overcome its limitations, particularly volatility, and incorporates it into bio-nanocomposite films via solvent casting. Moreover, comparison of the effects of pure thymol, CNP, and encapsulated thymol-loaded chitosan phosphate nanoparticle (TCNP) on the film’s properties were also assessed. The film’s chemical interaction (Fourier transform infrared, FTIR), thermal, mechanical, light transmittance, water barrier, antibacterial, toxicity properties, and release test were evaluated. The results disclosed that the incorporation of 5 wt% of TCNP1.0 into the PLA/PBS/NFC films matrix improved thermal stability (0.76%), tensile strength (46.8%), and enhanced water barrier properties, as evidenced by a reduction in water vapor permeability (WVP) by 10.1%. The FTIR analysis demonstrated the presence of intermolecular hydrogen bonds, indicating the compatibility between TCNP and the PLA/PBS/NFC matrix. The bio-nanocomposite films also exhibited noteworthy antibacterial effects and had an inhibitory rate against S. aureus. In summary, bio-nanocomposite films have significant potential as an antibacterial agent in the advancement of innovative bio-based active packaging systems.
DOI: 10.15376/biores.21.3.8118-8156
Keywords: Bio-nanocomposites; Essential oil; Nanofibrillated cellulose; Poly (lactic acid); Poly (butylene succinate); Thymol
Contact information: a: Department of Process and Food Engineering, Faculty of Engineering, Universiti Putra Malaysia, 43400 Serdang, Selangor, Malaysia; b: Laboratory of Nanoscience and Technology, Department of Mechanical Engineering, Andalas University, Padang 25163, West Sumatera, Indonesia; c: Research Collaboration Center for Nanocellulose, BRIN-Andalas University, Padang 25163, West Sumatera, Indonesia; d: Laboratory of Biocomposites Technology, Institute of Tropical Forestry and Forest Products (INTROP), Universiti Putra Malaysia (UPM), 43400 Serdang, Selangor, Malaysia;
* Corresponding author: [email protected]
Graphical Abstract
INTRODUCTION
Food safety and quality are the primary concerns of food producers and consumers. Food packaging is essential in this scenario to protect goods from physical damage, but it fails to suppress bacterial growth (Lu et al. 2021). Over the past few years, active packaging has garnered growing research interest in strengthening food cycle sustainability by preserving and extending food’s shelf life (Basavegowda and Baek 2021). Commercial packaging currently employs non-degradable materials and synthetic additives, which may pose a safety risk and long-term environmental concerns (Jiang et al. 2025; Tan et al. 2025). Therefore, it is important to incorporate natural antimicrobial substances with renewable and biodegradable attributes (Shen et al. 2020) and demonstrate substantial potential in a wide range of applications.
Essential oils (EO) have garnered significant attention due to non-toxic, eco-friendly, and versatile properties (Assadpour and Mahdi Jafari 2019; Angane et al. 2022). Thymol emerges as a natural active compound, exhibiting characteristics of being colourless, crystalline, and monoterpenoid phenol abundant in plant Thymus vulgaris (Thyme), Monarda spp., and Origanum spp. (Sivaram et al. 2022). Research has shown that incorporating thymol in polymer matrices is particularly effective for antimicrobial effects, further extending their application in food preservation prospects (Chen et al. 2025; de Dicastillo et al. 2025). However, although thymol is endowed with effective antimicrobial properties, it is also prone to losing its antimicrobial effects when exposed to high temperatures or long-term storage, as it is challenging to incorporate it in packaging films. Thymol may undergo physical instability and lose its biological activity when exposed to harsh conditions (Alizadeh-Sani et al. 2021).
To address this issue, nanoencapsulation, particularly ionic gelation (IG), provides new routes to maintain stability and provide sustained release of EO under specific conditions (Almasi et al. 2021; Ferreira et al. 2021). Chitosan, a natural biopolymer consisting of N-acetyl D-glucosamine linked by β-1,4 linkage (Hasheminejad et al. 2019), is the most applied biopolymer and serves as an encapsulating agent in food preservation applications. Chitosan phosphate nanoparticles (CNP) are chitosan-based nanoparticles that are formed through the interactions of cationic chitosan with multivalent phosphate ions from sodium tripolyphosphate (STPP). Chitosan is widely utilized for ionic interactions due to its cationic nature (pKa = 6.5) and the presence of free hydroxyl and amine groups, resulting in adequate interactions with the negative charge of STPP (Alehosseini et al. 2022). In fact, CNP has been widely researched and developed as a carrier for drugs and genes (Karam et al. 2020; Safer and Leporatti 2021; Mahmoud et al. 2024). The presence of a free amine group in CNP offers further cross-linking reaction and electro-potential to harness the stability of the developed nano-encapsulated thymol.
For practical application of active packaging technology, industrially compostable polymers, namely polylactic acid (PLA) and polybutylene succinate (PBS), are employed in this study as polymer matrices, given their degradability, renewability, and favourable functional properties (Bumbudsanpharoke et al. 2022; Wongphan et al. 2023). Nanofibrillated cellulose (NFC), resulting from the mechanical disintegration process of nanocellulose, was incorporated as a reinforcing material to PLA/PBS blends. On a positive note, the high aspect ratio and high density of covalent bonds per unit area of NFC contribute to enhanced crystallinity and high tensile strength (Abudula et al. 2019; Wu et al. 2019). In this study, PLA/PBS blends were reinforced with NFC to develop green packaging films with enhanced mechanical and ductility with sustainable biodegradation.
Although most of the previous studies had evaluated the efficacy of nano-encapsulated EO (Ferreira et al. 2021; Wang, X. et al. 2024) or provided comparisons with pure EO (dos Santos Paglione et al. 2019), or the interaction of the addition of CNP and pure EO (Vahedikia et al. 2019) in a polymer matrix. However, limited attention has been given to distinguishing the individual contribution of pure EO (thymol), nanoparticle carrier wall (CNP), and encapsulated EO (TCNP) toward the overall performance of films.
To date, Ferreira et al. (2023) have investigated the synergistic effect of nanocellulose and nano-encapsulated EO in poly (butylene adipate) (PBAT) films, demonstrating improvements in barrier properties, thermal stability, and antimicrobial activity. However, PBAT is a single-polymer matrix with physicochemical characteristics that differ from the PLA/PBS blend matrix. Furthermore, a limited study had systematically investigated the influence of NFC on the functional performance of polymer blend films containing thymol, CNP, and TCNP, focusing on active packaging applications. Therefore, understanding the interaction of NFC with these different active agents is important since NFC may alter the dispersion of active agents and consequently affect the properties of the resulting films.
PLA/PBS blends at 80/20 ratios, and 2 wt% NFC were selected because of demonstrated improvements in flexibility and thermal properties (Zabidi et al. 2023). Su, S. et al. (2019) stated that at a threshold of 20 wt% PBS, the blends exhibit partial miscibility, but with the ratios of 80/20, can improve the inherent brittleness by enhancing elongation at break (EaB). Furthermore, maintaining a high fraction of PLA (80 wt%) can ensure the structural integrity and dense polymer network (Garofalo et al. 2025). Moreover, Kargarzadeh et al. (2018) highlighted that the optimal loadings of nanocellulose (NC) were mainly in the range of 0.5 to 2 wt% for the compatible bonding between hydrophobic PLA and hydrophilic NC. Hanipa et al. (2026) reported that the addition of 1 wt% CNF via melt-blending, and Abdullah et al. (2019) observed that the incorporation of (1 to 5)wt% NFC by electrospinning enhanced the performance of PLA/PBS blends, which mainly were mechanical properties.
In the present study, IG techniques were proposed to encapsulate thymol in CNP, known as TCNP. Firstly, three CS: EO ratios were optimized to obtain small-sized and stable nanoparticles. Stable developed TCNP is important for the desired antimicrobial effects when incorporated in packaging materials. Subsequently, the optimized ratio of TCNP was incorporated into PLA/PBS reinforced NFC films, and their structural properties, thermal stability, and antimicrobial performance were investigated. Finally, highly perishable fruits were subjected to preservation analysis to assess the film’s shelf-life extension capabilities. This study aims to provide not only biodegradable active packaging materials but also to ascertain the potential enhancements in the film’s functionality resulting from the encapsulation process.
EXPERIMENTAL
The present study aimed to encapsulate thymol on the nanoscale to enhance the film-forming properties together with antibacterial effectiveness. Chitosan was chosen as a wall material for encapsulating thymol due to its compostability and biocompatibility. That was followed by the fabrication of nanoparticles by the ionic gelation method. There were three different mass ratios of chitosan: thymol, namely as 1:0.4 (TCNP0.4), 1:0.8 (TCNP0.8), and 1:1 (TCNP1.0). Both CNP and TCNP were characterized for their particle size and polydispersity index (dynamic light scattering, DLS), encapsulation efficiency (ultraviolet-visible, UV-vis spectrometry), and morphological (transmission electron microscopy, TEM). Then, the chemical interactions of pure thymol, CNP, and three mass ratios of TCNP were assessed by FTIR analysis. Subsequently, three different concentrations (3, 5, and 7 wt%) of pure thymol, CNP, and three mass ratios of TCNP were incorporated into PLA/PBS and PLA/PBS/NFC films and were further characterized by mechanical and quantification analysis.
Materials
Polylactic acid (PLA) pellets (type 7001D, MFR = 6 g/10 min, specific gravity = 1.24 g/cm3) were obtained from Nature Works (USA). Biobased polybutylene succinate (PBS) (type FD92PM/PB, MFR = 4 g/10 min, specific gravity = 1.24 g/cm3 ) was procured from PTT MCC Biochem CO. (Bangkok, Thailand). Chitosan (≥ 75% deacylated) was purchased from Sigma Aldrich. Nanofibrillated cellulose (NFC) derived from palm oil Empty Fruit Bunch (EFB) was obtained from Zeopnano Sdn. Bhd., Malaysia with a size of < 80 nm. Anhydrous calcium chloride, chloroform, glacial acetic acid, thymol, Tween 80, sodium tripolyphosphate (STPP), and magnesium nitrate were obtained from R&M Chemicals, Malaysia.
Synthesis of TCNP
Thymol encapsulated in CNP, which were prepared by IG techniques. Wang X. et al. (2022), and Oluoch et al. (2021) have reported this approach to provide a sustained release effect. Encapsulated thymol-loaded chitosan phosphate nanoparticle (TCNP) was prepared through the process of ionic gelation (IG), with a modification based on previous research conducted by Zhang et al. (2019), who previously reported successful encapsulation of Paulownia Tomentosa EO in CNP with a mean diameter of 180 nm. A solution of chitosan (3.2 mg/mL) was prepared at 65 °C for 30 min. Subsequently, any undissolved chitosan particles were filtered through a 1 μm pore size. The pH of the chitosan solution was calibrated to a range of 4.7 to 4.8. Following this, 100 mg of Tween-80 was mixed with the above solution while being continuously agitated for 30 min at 60 °C to form a uniform emulsion. Thymol was incorporated dropwise into the solution by varying three chitosan to thymol weight ratios: TCNP0.4, TCNP0.8, and TCNP1.0 while stirring continuously at 1300 rpm for 30 min. Subsequently, 1.88 mg/mL of STPP was gradually incorporated into chitosan/EO emulsion with mild agitation for 1 h. The wet pellets of TCNP were acquired via centrifugation for 30 min at 9,000 rpm and rinsed three times with distilled water. These suspensions were immediately dried at −65 °C for 72 h by a freeze dryer for the thermal stability analysis. Silva et al. (2025) stated that the first indication of successful encapsulation of active compounds in CNP was by physicochemical changes, which mainly include size and zeta potential changes. Therefore, the obtained TCNPs were characterized based on the mean particle size, polydispersity index, zeta potential (ZP), encapsulation efficiency, morphology, FTIR, and thermal stability analysis.
Preparation of Active Bio-nanocomposite Films
Active bio-nanocomposite films were prepared using the solvent casting method. PLA and PBS were dissolved separately in chloroform with a ratio of 80/20 and stirred for 2 h. Subsequently, both solutions were mixed, and a fixed loading of NFC (2% wt%) was added and stirred for another 4 h. Different concentrations (3, 5, and 7% wt%) were dissolved for the formulations with pure thymol, wet pellets of CNP, and TCNP. The film’s forming solution was cast on a glass petri dish and dried for 48 h in fume hoods, and the films were peeled after the solvent had volatilized. The prepared films were stored at 25 °C and 50% relative humidity (RH) for further use.
Particle Size and Physical Characterization of TCNP
The mean particle size, polydispersity index, and zeta potential (ZP) of CNP and TCNP were determined by the dynamic light scattering (DLS) technique using a Zetasizer Particle Analyzer (NanoPlus, Japan). The encapsulation efficiency (EE) of TCNP was determined using the UV-Vis spectrophotometer (Thermo Scientific Biomate 160, USA). Freshly prepared TCNP wet pellets (200 μL) were mixed with 2 mol/L of 5 mL of HCL solution and refluxed for 30 min. It was then cooled down, and 2 mL of absolute ethanol was added, followed by centrifugation (9000 rpm for 5 min) (Zhang et al. 2019). The obtained supernatant was then transferred for spectrometer analysis, and the absorbance was measured at wavelengths ranging from 250 to 350 nm. A maximum UV-Vis absorption wavelength for pure thymol was obtained at 274 nm. The supernatant was diluted in pure ethanol, and the amount of loaded thymol in CNP was quantified using a calibration curve of pure thymol in ethanol (R2=0.996) (Garcia-Salazar, G. et al. 2026). Control CNP suspension was used as a blank. The EE was calculated using Eq. 1 (Kaboudi et al. 2023).
(1)
TEM Observation
The morphology of both CNP and TCNP was examined using a Transmission Electron Microscope (TEM-JEOL 2100, Japan). For this purpose, a drop of suspension was deposited on a copper grid. The observation was performed at an accelerating voltage operating at 200 kV. The determination of average particle size was accomplished by employing the ImageJ software (Sotelo-Boyás et al. 2017).
Fourier Transform Infrared (FTIR) Spectroscopy
The FTIR analysis was used to study the chemical structure elements of the pure thymol, CNP, TCNP, and the prepared films. The FTIR spectra were studied in a range of 4000 to 400 cm-1, featuring a resolution of 4 cm−1, while the scanning frequency operated at 32 times per minute.
Thermal Stability
Thermal properties of TCNP and active films were characterized using a TA analyser (TGA 4000, Perkin Elmer, USA). For this analysis, freeze-dried TCNP (5 to 8 mg) and active films (8 to 12 mg) were analysed at heating temperatures in the range of 25 to 500 °C, at a rate of 10 °C/ min. All film samples were subjected to three parallel runs.
Film Characterization
The mechanical properties were assessed utilizing an Instron Universal Testing Machine in accordance with the testing protocol outlined in ASTM D882-10 (2010). The film’s specimens were conditioned under 51% RH at 25°C for 24 h before testing. Then, the film’s samples were cut into a rectangular shape with dimensions of 100 x 15 mm by using a Cutter Press. Five replications of the film sample were tested at a crosshead speed of 5 mm/min and a grip distance of 50 mm (Laorenza et al. 2026). The average value was calculated using the equation described by Wang, Y. et al. 2025.
(2)
(3)
where F is the fracture strength (N); w is the sample width (mm); d is the film thickness (mm), ΔL is the total deformation (mm) and L is the original scale length (mm).
To check the amount of thymol content remaining in films, a preliminary release assay was conducted to analyse the required time for thymol to be fully released from the films, as referred to in Sáez-Orviz et al. (2020). A 12 cm² of film was placed in 20 mL of 95% ethanol at 45 ⁰C for 48 h. A total of 3 mL of an aliquot was taken several times and measured at the UV-vis absorption wavelength of 274 nm. Thymol concentration was analysed in comparison to a standard curve (R2 = 0.9908) with films without thymol as a blank. The amount of thymol released into the ethanol was compared with the amount of thymol incorporated into the film-forming solution to calculate the thymol loss during the drying step. The FTIR analysis and thermal stability of selected films were evaluated using the same equipment and procedure described earlier.
Properties for Food Packaging Applications
This section focuses on assessing the functional properties that are relevant to food packaging applications. The analysis includes the water barrier (WVP), which determines the film’s barrier effectiveness against moisture, and light transmission to assess the film’s ability to protect food from UV and visible light exposure. Moreover, it includes a liquid culture assay to examine the potential of films to inhibit microbial growth and a toxicity assay to assess the safety and effectiveness in extending food’s shelf-life.
Water vapor permeability and light transmittance
The water vapor permeability (WVP) was measured following the gravimetric method ASTM E96-95 (1995) by using a water vapor permeability cup (Yasuda, No. 318 Japan) according to the JIS Z 0208 (1976) method. The cup was filled with 10 g of anhydrous calcium chloride, then covered with films and placed in a desiccator containing saturated magnesium nitrate solutions, ensuring a stable RH of 51% at a temperature of 25 °C. The cup’s weight was recorded at 24-h intervals. The water vapor transmission (WVTR) was assessed through the gradient of weight variations over time, divided by the surface area of the cup mouth (m2). Afterward, the WVP was computed following Eq. 4. The light transmission properties of the films were measured using the Hunter LAB Ultra Scan VIS 8 Spectrophotometer (Ultra Scan Pro USP 1431, USA). in the visible region (360 to 780 nm), following the guideline set forth in Othman et al. (2019),
WVP = (WVTR × L) / (P1 − P2) (4)
where L is the average thickness of the film (mm), P1 is the water vapor partial pressure in the desiccator at RH of 51%, 21.64 × 105 Pa, and P2 is the water vapor partial pressure in the cup at RH of 0 Pa.
Antibacterial properties
The antibacterial properties of films were evaluated using a method adapted from Sun et al. (2024) with some modifications. The antibacterial agents were tested against two strains of Gram-positive (S. aureus) and Gram-negative (E.coli) bacteria acquired from the Microbiology Laboratory, Department of Food Science and Technology, UPM, Malaysia. A total of 0.1 mL of bacterial suspension was inoculated into nutrient broth containing pure thymol, CNP, TCNP1.0, and film samples (cut into pieces), followed by incubation at 37 °C for 24 h. The cultivated bacteria were then subjected to sequential dilution in 9 mL of 0.1% sterile peptone water. Following this, 0.1 mL of diluted series (approximately 105) was spread on PCA agar and then incubated at 37 °C for 24 h.
Toxicity assay
To assess the safety of applying active bio-nanocomposite films, the assessment of cytotoxicity was completed utilizing the MTT (2,5-diphenyl-3, -(4,5-dimethyl-2-thiazolyl) tetrazolium bromide) on 3T3 fibroblast cell lines (Boeira et al. 2022; Cheng et al. 2022). The cells were seeded at a density of 3000 cells/well and then incubated in 96-well plates containing DMEM for 24 h. Subsequently, film samples with an 8 mm diameter were positioned at the hole’s base to interact with the 3T3 fibroblast cell lines directly. After 48 h of treatment, the film samples were removed and washed with phosphate buffer saline three times. Post rinsing, 100 μL of MTT (at a final concentration of 0.5 mg/mL) was added to each well, and the plates were left to incubate for 4 h. The absorbance readings at 570 nm were recorded using a microplate reader, with a 100% cell viability group serving as the reference point, denoted by the blank control group.
Thymol release test in food simulants
The release of thymol from PLA/PBS and PLA/PBS/NFC films was evaluated by using 95% v/v ethanol (Simulant D2- fatty foods), in agreement with EU regulations, which state that the migration behavior of additives can be investigated by replacing real foods with food simulants (Li, B. et al. 2025; European Commission, 2011). The films (12 cm²) were placed in amber vials filled with 20 mL of food simulants. The area-to-volume ratio was 6 dm²/L at 45°C in an oven (Ramos et al. 2025). The samples were then evaluated by using the UV-Vis spectrophotometer (Thermo Scientific Biomate 160, USA) (Ferreira et al. 2023), using a wavelength of 274 nm, and were performed for 96 h. After measurement, the ethanol sample was returned to the vials (Sáez-Orviz et al. 2020). The measurement was conducted in duplicate.
Packaging films with strawberry
Fresh strawberries were packaged with active films PLA/PBS, and PLA/PBS/NFC incorporated with CNP, pure thymol, and TCNP. They were stored and maintained at 4 ⁰C for 5 days to mimic the local storage conditions. The appearance and daily change in sample weight were recorded and photographed, and the weight loss was calculated using Eq. 5 (Huang et al. 2023). W1 and W2 are the weights of the samples before and after the different storage stages, respectively:
(5)
Statistical Study
The experimental data presented were analysed using analysis of variance (ANOVA) to evaluate the significant difference between means. Tukey’s test was subsequently applied to compare the means, with statistical significance determined at a threshold of p < 0.05. The statistical analysis was conducted utilizing Minitab Software (Minitab Inc., version 16, State College, PA, USA).
RESULTS AND DISCUSSION
DLS Measurements
Table 1 displays the average particle size of TCNP loaded at various CS: EO ratios. According to literature, DLS techniques measure the fluctuations in scattered light intensity to determine particle sizes and are widely used in fields such as food science and pharmaceuticals (Tosi et al. 2020; Kirichenko et al. 2021). The polydispersity index (PDI) is a key measure of particle distribution in suspension (Hasani et al. 2018). An unloaded CNP showed a slightly smaller size (158 nm) and a lower PDI than the loaded CNP. Specifically, after incorporating thymol, the diameter of TCNP at mass ratios of TCNP0.4 and TCNP0.8 was slightly larger, measuring 317 and 246 nm, respectively. Results indicate that at higher thymol loading (TCNP1.0), the size was smaller compared to other formulations. Russo et al. (2014) demonstrated that smaller particle sizes indicate denser packing of polymer chains, which facilitates the interaction of active compounds and influences TCNP size. Furthermore, smaller sizes have been linked to ratios of entrapment compounds (Hasani et al. 2018). Conversely, for TCNP0.4 and TCNP0.8, which contain higher chitosan content, the presence of more amino groups in chitosan results in a larger diameter. Abushal et al. (2025) reported that the increase in nano-capsule size after encapsulation primarily occurs because bioactive thymol adsorbs onto the surface and is contained within the nano-capsule, leading to enhanced ionic cross-linking and increased protonation of amino groups (Hasheminejad et al. 2019; Zhang et al. 2019).
A similar observation was noted upon the encapsulation of EO. Zhang et al. (2020) obtained the average diameter of tarragon EO-NPs ranging from 333 to 505 nm. Hadidi et al. (2020) observed the enlargement of clove EO-loaded chitosan NPs with the increasing chitosan/CEO ratio, with an average mean diameter in the range of 223 to 444 nm. Results showed that the PDI falls within the range of 0.174 to 0.275, indicating the monodisperse populations with homogeneous distribution (Barrera-Ruiz et al. 2020). Moreover, Table 1 shows that higher thymol loading (TCNP1.0) corresponded to the highest zeta potential (ZP) (17.4 mV), whereas lower thymol loading (TCNP0.4) exhibited the lowest ZP value (10.6 mV). Generally, ZP values higher than 30 mV indicate high physical stability, values around 20 mV correspond to short-term stability, and values lower than 5 mV have low stability and fast aggregation (Soltanzadeh et al. 2021; Kaboudi et al. 2023). In another study, chitosan NPs and cinnamon EO-loaded chitosan NPs were reported to have positively charged surfaces due to the presence of amine groups; zeta potential values were +24.0 mV and +26 to +30.5 mV, respectively (Matshetshe et al. 2018). In a study by Hasani et al. (2018), the values of zeta potential for chitosan-Hicap nano-capsule containing lemon EO ranged from +10.6 to +44.2 mV. However, it can be observed that the ZP of non-loaded CNP was higher (18.0 mV) than that of loaded CNP. The decrease in zeta potential value resulted from less availability of free amine groups on the surface of NPs due to the possible interaction between them and EO (Sotelo-Boyás et al. 2017).
Zeta potential (ZP) reflects the net electrical charge of particles. As shown in Table 1, TCNP exhibited positive values of ZP. STPP carries on multivalent phosphate ions (PO43-), which mainly act as an internal crosslinker with the protonated amine group of chitosan within the nanoparticle core. Therefore, the outer surface remains enriched with the residual protonated amine group of chitosan and forms a shell-like structure, as shown in Fig. 1. This explanation can be supported by Silva et al. (2025), who stated that encapsulation of active compounds in CNP via IG typically exhibits positive values for ZP due to protonation of –NH₃⁺ groups.
Fig. 1. Schematic illustration of the positive charges of the zeta potential of TCNP
Table 1. Mean Particle Size, PDI, Zeta Potential, and Encapsulation Efficiency of CNP and TCNP
Encapsulation Efficiency
The encapsulation efficiency (EE) is shown in Table 1. The values for EE ranged from 38.5 ± 0.77 to 53.5 ± 2.39 and increased significantly (p < 0.05) with the increase in thymol content. The lowest EE was obtained in CS: EO ratios (TCNP0.4). This could be explained by the lower thymol concentrations that may have formed larger particle sizes, negatively impacting EE. Kazeminia et al. (2024) stated that larger-sized nanoparticles were located externally, which caused the loosened attachment of EO on the surface of larger nanoparticles. This phenomenon may lead to the detachment of EO during processing, which significantly reduces encapsulation efficiency (Corrado et al. 2022). Moreover, lower loading thymol was observed to have lower ZP values, which may have caused an aggregation and consequently reduced the EE (Kazeminia et al. 2024). In the present study, the higher CS: thymol ratio (TCNP1.0) was shown to have higher EE (53.5%) compared with other formulations (1:0.4 and 1:0.8). A recent study by Wang, X. et al. (2022) stated that encapsulation of thymol in chitosan phosphate nanoparticles at a 1:1 ratio facilitates the maximum EE. Moreover, similar observations have been reported by Esmaeili and Asgari (2015), who also strongly support this finding, demonstrating that a 1:1 chitosan to Carum copticum essential oil (CEO) ratio possessed the maximum EE, but decreased at a ratio of 1:1.25 weight ratio of chitosan to CEO. These findings suggested that excessive loadings of EO may exceed the capacity of encapsulations and reduce the entrapment efficiency.
TEM Observations
Figure 1 shows transmission electron microscopy (TEM) images of non-loaded CNP and thymol-loaded chitosan nanoparticles (TCNP0.4, TCNP0.8, and TCNP1.0) at different CS: EO ratios. The micrographs displayed with scale bars of 200 and 100 nm clearly illustrate the influence of loading thymol into CNP on the morphological and size distribution of the nanoparticles. Higher magnification yields more microstructural details compared with images captured at lower magnification. At a 100 nm scale bar (Fig. 2B), CNP showed spherical particles with some degree of aggregation, but in 200 nm scale bars (Fig. 2A), more CNP nanoparticles appeared to be clustered together. The CNP often has a pronounced tendency to aggregate and cluster, potentially indicating the absence of thymol, which impacts the stability of CNP, as observed by Velderrain et al. (2019). Moreover, Pant and Negi (2018) suggested that inter and intra-crosslinking between TPP molecules with the amino groups of chitosan resulted in the irregular shape of CNP.
Upon incorporation of thymol, notable morphological changes for TCNP0.4, TCNP0.8, and TCNP1.0 were observed. The nanoparticles (Figs. 2E and 2G) show a denser and darker morphology in the image taken at 200 nm magnification, reflecting the successful encapsulation of thymol. These findings were supported by Russo et al. (2014) and Ziaee et al. (2023). It can also be seen that TCNP0.4 (Fig. 2C and 2D) tended to form aggregated particles. Herdiana et al. (2024) stated that low content of EO with high polymer concentration may cause the alteration of surface charge or electrostatic stabilization, which possibly reduces repulsion between particles and increases chances of aggregation. Moreover, it can be observed that TCNP0.8 (Fig. 2F) tends to form a slightly irregular outline and large particles, which may correspond to chitosan surrounding the encapsulated thymol. Rajivgandhi et al. (2023) suggested that TEM images of encapsulated EO showed a ball-like structure when it was clearly covered by a chitosan layer. Furthermore, it was previously stated that the formation of large aggregate particles as a result of lower loading of thymol caused the free oil molecules to adhere to the surfaces of NPs, which led to the instability of NP (Yang et al. 2021; Kaboudi et al. 2023).
Meanwhile, higher amounts of thymol (TCNP1.0) (Fig. 2H) showed stable and spherical individual particles, indicating successful synthesis at the nano scale with an average diameter of 33 to 64 nm. Most studies report that increasing EO content, such as clove EO (Hadidi et al. 2020), lemongrass EO (Soltanzadeh et al. 2021), Carum copticum EO (Ziaee et al. 2023), and Piper nigrum EO (Rajkumar et al. 2020), generally leads to larger and more aggregated particles. However, Kazeminia et al. (2024) observed that Ziziphora clinopodioides L. EO exhibited a decrease in particle size with increasing EO content, which was likely due to the optimized nucleation, interfacial stabilization, and specific polymer oil interactions. The TEM results are in line with the dynamic size distribution obtained from DLS measurements, which show that increasing the thymol loading significantly reduced the particle size. Similarly, in the current study, TCNP1.0 had smaller, spherical, and less aggregated particles, suggesting that higher thymol loadings enhanced interfacial stabilization and strong electrostatic forces between thymol and chitosan matrix. These forces may prevent volatile thymol molecules from evaporating from the chitosan matrix.
Fig. 2. TEM observations of (A, B) non-loaded (CNP), (C, D) TCNP0.4, (E, F) TCNP0.8, and (G, H) TCNP1.0
Hajibonabi et al. (2023) stated that nanosized droplets of bioactive compounds can significantly enhance their solubility and bioavailability. Additionally, the reduction in droplet sizes can improve the interfacial stabilization, which helps to mask the strong odors and reduce the volatility (Ozogul et al. 2022), causing less effect on the food’s sensory qualities (de Oliveira Filho et al. 2021). Besides, Saifullah et al. (2016) stated that tiny droplets of nano-emulsions may also affect the mouthfeel and texture of products.
Thymol is known for its characteristics to have a strong odor and a pungent taste. While encapsulation may mask the odor, optimization of formulation is essential to minimize the adverse sensory effects and guarantee customer approval (Ozogul et al. 2025). A previous study reported that thymol nano-emulsion coatings, in an oil phase composition, had 45% of thymol and 55% a medium-chain triglyceride (MCT) oil. These results indicate a slow release of aroma and improve sensory acceptance of strawberry by day 12 compared with unencapsulated thymol (Robledo et al. 2018).
FTIR of TCNP
Further studies were conducted by FTIR analysis to explore the chemical interactions of primary functional groups implicated in the CNP, pure thymol, and TCNP1.0, as shown in Fig. 3. Pure thymol exhibited a characteristic peak at 3501 cm-1 (OH stretching), characteristic peaks at 3003 cm-1 (CH stretching), 1755 cm-1 (C=O stretching), 1094 cm-1 (C-O-C stretching), and 866 cm-1 related to the stretching vibration and bending vibration absorption of the C-H bond in the benzene ring (Zhao et al. 2023; Zikeli et al. 2023). The CNP showed a characteristic broad peak absorption at 3361 cm-1, indicating the hydrogen-bonded O-H stretch band in chitosan. This showed that lignin sterols, alkaloids, hydroxyl, amine, alcohol, phenol, and carboxylic acid functional groups are among the proteins and secondary metabolites that surround chitosan (Anand et al. 2018). Further, the bands at 1639 cm-1 correspond to the C=O stretching of the amide I, confirming the hydrostatic interaction involving the amine group of chitosan and the phosphoric groups in sodium tripolyphosphate (STPP). The other prominent bands appeared at 1371 cm-1, assigned to CH3 symmetrical deformation. These results were in agreement with a previous study (Shetta et al. 2019; Alehosseini et al. 2022).
The FTIR spectra of TCNP for all mass ratios exhibited the characteristic functional groups of CNP and pure thymol. The presence of this absorbance peak indicated the presence of thymol within the chitosan matrix. Therefore, FTIR results are consistent with the presence of thymol in TCNP formulations (El-Aziz et al. 2018; Shetta et al. 2019). It should be noted that a new peak appeared at 1550, 1542, and 1539 cm-1 in TCNP0.4, TCNP0.8, and TCNP1.0 for amide II respectively, which might be due to the interaction formed between CS and TPP by ionic bonds (Alehosseini et al. 2022). The increasing intensity of symmetrical deformation CH3 at peak 1371 cm-1 was probably due to an increase in polarization of the carbonyl group upon interaction of thymol and CNP (De Carvalho et al. 2019). A noticeable enhancement in the intensity of the ether (C-O-C) bonds at 1755 and 1094 cm-1, indicating a possible interaction or enhancement of hydrogen bonding (Alehosseini et al. 2022). Furthermore, after incorporation of thymol into CNP, the distinctive band at 1094 cm−1 became wider with a slight shift towards lower wavenumbers in comparison with the CNP with TCNP1.0, which exhibited the lowest wavenumber (1086 cm-1), suggesting an intermolecular hydrogen interaction between the OH groups.
Fig. 3. The FTIR spectra of CNP, pure thymol, and TCNP
Thermal Stability of TCNP
To further characterize the optimal loading for TCNP, thermogravimetric analysis (TGA) was employed to examine the thermal properties of a freeze-dried sample, as depicted in Fig. 4. Thermogravimetric (TGA) analysis was performed to measure the change in TCNP mass as it is heated under controlled temperature from 25 to 500 °C. TGA analysis was primarily used to evaluate their resistance to decompose. TCNP0.8 and TCNP1.0 exhibited a three-step weight loss, whereas TCNP0.4 showed a four-step process. The first step, occurring from 40 to 80 °C, was attributed to the removal of water and moisture from the sample surfaces. Additionally, TCNP0.4 showed a new one-step mass loss starting at 162 °C, likely due to the decomposition of pure thymol adsorbed on the surface of CNP, consistent with Shetta et al. (2019), who found that decomposition of free green tea essential oil (GTO) adsorbed on the surface of CS/GTO NPs occurs at 130 to 140 °C. This event may also be related to the larger size of TCNP0.4 observed in TEM images, because larger particles tend to have lower stability and possibly more cracks and pores, which could allow pure thymol to escape more quickly at higher temperatures. Meanwhile, the other two mass ratios (TCNP0.8 and TCNP1.0) did not show any peaks in this temperature range.
The next step was attributed to the decomposition of sodium tripolyphosphate (STPP)-linked chitosan phosphate nanoparticles (CNP), corresponding to 250 to 300 °C (Hadidi et al. 2020; Soltanzadeh et al. 2021). The final thermal event was observed at range T = 300 to 400 ⁰C. This stage represents the interaction between thymol and CNP, which promotes the enhancement of thermal stability in TCNP. Similar findings have been reported for encapsulating EO in CNP (Shetta et al. 2019; Hadidi et al. 2020; Soltanzadeh et al. 2021). Comparing all three mass ratios, TCNP1.0 exhibited the highest degradation temperature at 367 ⁰C, indicating the encapsulation improves the thermal resistance of TCNP1.0 by delaying the degradation under high temperatures, reflect from the TGA analysis. Smaller particles generally have a more compact structure and less porosity, limiting their diffusion, which slows the release of thymol at high temperature. Thus, the nano-sized TCNP1.0 was selected for incorporation into PLA/PBS and PLA/PBS/NFC films.
Fig. 4. Thermograms of TCNP at three mass ratios (A) TGA and (B) DTG
Active PLA/PBS and PLA/PBS/NFC Films’ Properties
Mechanical properties
Mechanical properties, including tensile strength (TS) and elongation at break (EaB), are important parameters when evaluating biodegradable packaging materials for active packaging applications. Figure 5 shows the mechanical properties of films. The neat PLA/PBS film has TS, EaB, and tensile modulus (TM) of about 14.7 MPa, 9.24%, and 563 MPa, respectively. Meanwhile, PLA/PBS/NFC films exhibited 16.7 MPa, 8.5%, and 646 MPa. At 3 wt% of incorporation of CNP, pure thymol and TCNP, the TS and EaB values were reduced, possibly due to the low loading of the nanoparticle, and thymol may not yet be sufficient to interrupt polymer entanglement, which leads to lower intermolecular interaction that consequently reduces TS and EaB values. Additionally, lower loading of nanofillers can weaken interphase adhesion and reduce stress-transfer efficiency across blend phases, which reduces the mechanical properties of films (Dadashi et al. 2025). Wang, Y. et al. (2023) also observed that the addition of low polydopamine encapsulated EO nano-capsules significantly reduced the mechanical properties of soy protein isolate-carboxymethyl cellulose (SPI-CMC) films. However, Garavand et al. (2022) incorporated the CNP in whey-based poly (l-lactic acid) (PLLA) films and found that the addition of CNP up to 3 wt% increased TS and TM, but any further increase in the amounts resulted in low TS and TM.
At 5 wt% loading, the addition of CNP increased the TS and EaB value of PLA/PBS films but reduced the TS value of PLA/PBS/NFC films. The incorporation of CNP led to a pronounced TS value of PLA/PBS films, indicating enhanced stiffness and effective stress transfer through the hydrogen bond formed with the PLA/PBS matrix.
Fig. 5. Mechanical properties of PLA/PBS and PLA/PBS/NFC films incorporated with three concentrations (3, 5, and 7 wt%) of CNP, pure thymol, and TCNP
Moreover, Gomathi et al. (2017) noted through TGA analysis that CNP synthesized via ionotropic gelation exhibits a higher water weight loss percentage compared to chitosan. This is possibly due to the CNP’s higher hydrophilicity, which in this case consequently reduced the mechanical properties of PLA/PBS/NFC films. However, the addition of pure thymol slightly reduced the TS value but increased EaB values of PLA/PBS and PLA/PBS/NFC films due to the plasticizing effects, which can be attributed to stronger molecular interactions. In contrast, addition of 5 wt% of TCNP1.0 led to an increase of TS and EaB values of PLA/PBS and PLA/PBS/NFC films. Regarding the TCNP1.0 nano-capsule, wherein both chitosan and thymol possess hydroxyl groups, there appeared to be a significant inclination towards the formation of hydrogen bonds within the polymer matrix, consequently contributing to enhancements in TS. Furthermore, the inclusion of NFC into the PLA/PBS matrix may form a rigid fibrillar network; meanwhile, TCNP1.0 provides interfacial interactions. Ferreira et al. (2023) reported that the addition of nanocellulose and nano-encapsulated EO acts as a reinforcing phase, improving matrix cohesion and stiffness. Therefore, these combined effects restrict polymer mobility and enhance stress transfer (Omran et al. 2021), leading to enhanced TS. The improvement in mechanical properties after incorporation of 5 wt% of TCNP1.0 is particularly important for active packaging applications, whereby higher EaB reduces the risk of brittle fractures under tensile stress and improves resistance during the handling process.
The addition of 7 wt% TCNP1.0 reduced the EaB value of PLA/PBS and PLA/PBS/NFC films. This suggests that TCNP1.0 acts as a plasticizer, possibly due to the oil exudation from the capsule. Additionally, during the test load application, the capsules may have been pulled and deformed, affecting the diffusion of oil through the polymeric matrix (Ghani et al. 2018). Meanwhile, the addition of free thymol displays a significant reduction in TS with high EaB values, indicating excessive plasticization effects. Although high values of EaB were obtained, lower TS may limit the ability of these films to withstand mechanical stress. Moreover, at high amounts, thymol may have a strong phenolic, herbal, and pungent aroma (Kowalczyk et al. 2020). For example, strawberries have a delicate flavour profile, but excessive thymol may potentially overpower these natural aromas. However, the addition of CNP reduced the mechanical properties of films; higher content may promote more agglomeration of nanofillers and nanoparticles, which further reduces the TS.
Quantification of Thymol Content
The 95% ethanol was selected for this analysis due to the high solubility of thymol in ethanol and to ensure the diffusion of thymol. The amount of remaining thymol in films after 48 h is shown in Table 2. The results suggest that 3 and 5 wt% of TCNP exhibited a higher percentage remaining in PLA/PBS and PLA/PBS/NFC films than pure thymol. A low concentration of pure thymol incorporated into films may lose its active agents during the solvent casting drying process. Meanwhile, a low amount of TCNP remained in films with a high percentage, which might be due to the TCNP being well dispersed in films. The 5 wt% percentage of TCNP had the highest percentage in PLA/PBS, and PLA/PBS/NFC films with 41 and 48%. This can be explained by the addition of 5 wt% of TCNP, which fosters a strong hydrogen bond network with polymer chains, which can be observed by the mechanical property findings (Li et al. 2021).
In comparison, at a higher concentration (7 wt%), pure thymol demonstrated a higher percentage than TCNP. This is mainly due to the aggregation of nanoparticles that occurs in the polymer matrix. Aggregate particles have less surface area, which results in weaker interfacial interaction with the polymer, which increases the thymol leakage or volatilization (Biswal et al. 2019). Thus, a high concentration gradient due to low affinity between TCNP and the polymer chain drives the loss of thymol. The PLA/PBS/NFC films incorporated with pure thymol and TCNP possess a high percentage remaining in the films. This may be attributed to thymol being a non-polar compound, showing high solubility in ethanol, and may be related to the extent of swelling of the PLA/PBS matrix. The previous study, Saez-Orviz et al. (2020), who prepared thymol encapsulated in PLA nanoparticles and incorporated in gelatine films, observed only a small percentage of thymol remained in the films because most of the pure thymol evaporated during drying due to its high volatility and poor binding with gelatine, while thymol encapsulated in PLA nanoparticles showed slightly better retention.
Taking into account the remaining amounts and mechanical properties, 5 wt% can be considered as optimal loading for the comparison with pure thymol and CNP in the following analysis.
Table 2. Amounts of Thymol Remaining After 48 h in 95% Ethanol at 45 °C
FTIR of Selected Films
The molecular interactions of 5 wt% of CNP, pure thymol, and TCNP1.0 in PLA/PBS and PLA/PBS/NFC films were recorded by FTIR analysis and are shown in Fig. 6A. The major characteristic bands in neat PLA/PBS, including peaks at 1760 cm−1 are linked to the carbonyl group of lactides of PLA, the peak at 1454 cm-1 corresponds to the bending vibration of CH3 of PLA (Mohamad et al. 2022), the peak ranging from 1300 to 1500 cm-1 represents C-O stretching of the ester group, and the peak at 1000 to 1250 cm-1 (C=O stretching of carbonyl group) of PBS (Vorawongsagul et al. 2021). The PLA/PBS/NFC films exhibited the major bands at 2976 cm−1 (symmetric C–H vibrations of NFC), and 1079 and 756 cm−1 peaks were predominantly linked to the stretching vibration of C–O-C and C–OH and the out-of-plane bending mode of NFC, respectively, in Fig. 6B (Mao et al. 2019).
The incorporation of pure thymol resulted in additional absorbance bands at 3494 and 3475 cm-1 for PLA/PBS, and PLA/PBS/NFC films, which was likely due to the stretching vibration of hydroxyl groups (Di Matteo et al. 2025). Additionally, the spectrum showed the phenolic ring of thymol at 1458 cm-1, and phenolic C-O stretching located at 1215 cm-1. A peak at 869 cm-1 is related to an out-of-plane aromatic C-H stretching vibration. Spectra films with CNP have an observable peak at 1189 and 1197 cm-1 for PLA/PBS, and PLA/PBS/NFC films, respectively, related to the amino group of chitosan present in the capsule of TCNP (Gomathi et al. 2017).
After the addition of TCNP1.0, slight changes in the FTIR spectrum were observed. The most important change was the changes in the intensity of peaks and the shift in wavenumber. The peaks of PLA/PBS and PLA/PBS/NFC films at 1760 and 1763 cm⁻¹ were shifted to the lower wavenumber, appearing at 1748 and 1746 cm -1, suggesting that intermolecular interactions occurred (Ghaderi-Ghahfarokhi et al. 2016). Moreover, the emergence of new peaks at 3744 and 3746 cm-1 was observed to be related to the OH and NH groups stretching of chitosan, which was also observed in spectra films incorporated with TCNP. The intensity of the peak increased to 1094 and 1089 cm -1 in PLA/PBS and PLA/PBS/NFC films incorporated with TCNP1.0, which was attributed to the presence of thymol, and confirms the electrostatic interactions within the matrix network.
Fig. 6. FTIR spectra of active (A) PLA/PBS and (B) PLA/PBS/NFC incorporated with 5 wt% of pure thymol, CNP, and TCNP1.0
Thermal Stability of Selected Films
The thermal profile of PLA/PBS and PLA/PBS/NFC incorporated with 5 wt% pure thymol, CNP, and TCNP1.0 is demonstrated in Fig. 7. The TGA thermogram of PLA/PBS and PLA/PBS/CNP film exhibited two-step weight loss. The first step, occurring at T = 300 to 400 °C, was due to the degradation of the PLA polymer. The second step occurred within the temperature range of 400 to 420°C, corresponding to the degradation of PBS polymer (Vorawongsagul et al. 2021), which involves the random breakdown of the ester linkages through β-CH hydrogen transfer, forming carboxylic end groups and vinyl groups (Arman Alim et al. 2023). In contrast, PLA/PBS/T and PLA/PBS/TCNP exhibited a three-step thermal degradation event. The initial stage occurred below 200 °C, with an initial degradation temperature of Ti = 96 °C for PLA/PBS/T and Ti = 150 °C for PLA/PBS/TCNP. The inclusion of pure thymol in films is widely recognized to primarily result in the volatilization of thymol during the film’s casting process, as evidenced in Fig. 7A. This stage suggests that the encapsulation process, with the presence of chitosan-STPP cross-links, could enhance the thermal stability of PLA/PBS films.
Fig. 7. TGA and DTG profile of (A) PLA/PBS, and (B) PLA/PBS/NFC films incorporated with 5 wt% of pure thymol, CNP, and TCNP1.0
In the second step, the maximum degradation temperature (Tmax) was observed at a range of 340 to 400 °C, which can be attributed to the thermal degradation of the PLA polymer chain. Comparing the PLA/PBS/T (Tmax = 383 °C) with that of PLA/PBS/TCNP (Tmax = 383 °C) reflects an enhancement in thermal stability. However, in the third thermal event, the shoulder peak was not detectable for the PLA/PBS/T and PLA/PBS/TCNP. This may be attributed to the plasticizing effects and possible interaction between pure thymol and TCNP, which could restrict their molecular mobility when the PBS is in a minor phase (Kennouche et al. 2016). Król-Morkisz and Pielichowska (2019) stated that the formation of bonds containing structures in the primary chains makes polymers resistant to high temperatures.
The PLA/PBS/NFC films exhibited three-step weight loss with enhanced Tmax (368 °C) compared with PLA/PBS films (Tmax 348 °C) in Fig. 7B. Comparable results were reported by Ferreira et al. (2023), who demonstrated that adding cinnamon EO and Ho wood-loaded chitosan nano-capsules increased the Tmax of PBAT/nanocellulose films. This outcome could be attributed to the nano-capsule TCNP facilitating the molecular interaction within the PLA/PBS/NFC matrix. Moreover, PLA/PBS/NFC/T was prominently noticed at 383 °C; however, upon incorporation of TCNP1.0, the Tmax was increased to 392 °C. Encapsulated thymol decomposed at a higher temperature than pure thymol in PLA/PBS/NFC films, which was caused by the strong bonding forces of TCNP1.0 and NFC may require more energy to decompose, leading to a higher degradation temperature. These results suggested that the PLA/PBS/NFC/TCNP film could withstand high temperatures. Thus, it could be used as a packaging material under heat treatments such as pasteurization or sterilization (Soltanzadeh et al. 2021).
Properties for Food Packaging Applications
This section focused on the comparison between the optimized formulation of TCNP1.0 (5 wt%) and CNP, as well as pure thymol, in terms of water barrier, light transmittance, liquid culture, and toxicity assay. Among the three concentrations, the PLA/PBS and PLA/PBS/NFC films containing 5 wt% exhibited the most balanced mechanical performance, with significant increases in TS and EaB. Quantification by the UV-Vis spectrometer was further supported by containing the highest percentage remaining in films after 48 h. Moreover, FTIR and thermal analysis of PLA/PBS and PLA/PBS/NFC films incorporated with 5 wt% of TCNP1.0 showed intermolecular interaction and high thermal stability. Therefore, the concentration (5 wt%) was selected as the optimized formulation for further food packaging application testing when compared with CNP and pure thymol.
Barrier Properties
The WVP represents a critical characteristic of packaging materials, essential for minimizing moisture transfer from the external environment to the contained food substances or packaged goods. It is crucial to maintain the lowest possible WVP value to ensure the preservation of food freshness. The WVP is affected by several factors, including the polymer chain structure, hydrophobic properties, and the concentration of additives (Gasti et al. 2022). The WVP values of active films are depicted in Fig. 8. Neat PLA/PBS and PLA/PBS/NFC films exhibited WVP values at 5.35 and 5.67 × 10 to 12 g/Pa · h · m.
The incorporation of 5 wt% of TCNP1.0 was found to reduce WVP values of PLA/PBS, and PLA/PBS/NFC films by 7.8% and 10.1%, respectively. The reduction in WVP value was attributed to the good compatibility of TCNP and the polymer matrix, as revealed in the FTIR result above. The inclusion of TCNP1.0 created a dense torturous path for water diffusion due to the restricted mobility of the polymer chain (Camani et al. 2021), which leads to a lower WVP value. In comparison, PLA/PBS/TCNP has a lower WVP value compared with PLA/PBS/NFC/TCNP. This can be due to the hydrophilic nature of NFC, which increases the solubility and diffusivity of water in the polymer matrix (de Medeiros et al. 2019).
Fig. 8. WVP of PLA/PBS and PLA/PBS/NFC films incorporated with 5 wt% of pure thymol, CNP, and TCNP
As expected, the inclusion of pure thymol resulted in decreasing WVP values of PLA/PBS and PLA/PBS/NFC films. Enhancing the hydrophobicity of PLA/PBS matrices was observed with the presence of 5 wt% of pure thymol. Similarly, Laorenza et al. (2021), incorporated EO in the PLA/PBAT matrix, stating that EO yields a reduction in the crystallinity of matrices and has a notable impact on WVP properties. Moreover, the incorporation of CNP in PLA/PBS and PLA/PBS/NFC matrix increased the WVP value. It can be suggested that CNP addition affects the hydrophilicity of films, consequently impeding the creation of a convoluted path within the matrices.
Light Transmittance
The transparency of active films is the indicator that affects general appearances and consumer acceptance. Light transmittance properties of bio-nanocomposite films were determined over wavelengths ranging from 350 to 800 nm, as shown in Fig. 9. PLA/PBS/T showed a weak UV light barrier property, directly affecting food preservation. Encouragingly, the transmittance decreased with CNP and TCNP1.0 incorporation, indicating the films had strong UV barrier performance. The inclusion of pure thymol increased the transparency of PLA/PBS and PLA/PBS/NFC films due to the aromatic ring group present in polyphenolic substances. Thymol has a strong UV absorption property (Keawchaoon and Yoksan 2011).
Fig. 9. Light transmittance (%T) of active PLA/PBS and PLA/PBS/NFC incorporated with pure thymol, CNP, and TCNP1.0
Regarding the transparency of nanocomposite films, the incorporation of CNP and TCNP1.0 in PLA/PBS/NFC films displayed a low transmittance value, exhibiting 81.6% and 76.9%, respectively. The inclusion of NFC resulted in a minor reduction in PLA/PBS film’s transparency, which could be ascribed to the nanofiller’s function in the prevention of light transmission, thus offering potential advantages in terms of UV light prevention and protection (Talebi et al. 2018). The incorporation of CNP into PLA/PBS/NFC films results in the lowest transparency to visible light, as the aggregation of CNP fills the void in the polymer matrix, blocking visible light, which is in good agreement with Garavand et al. (2022). Compared to pure thymol, nano-sized TCNP1.0 scatters shorter wavelengths, compromising less on the film’s transparency while providing superior UV barrier characteristics. Consumers may prefer high transparency, but lower transparency can act as a barrier to light, protecting food from degradation (Costa et al. 2021).
Assessment of Antimicrobial Activity
Antibacterial assay is the most important factor for active films, since it indicates the safety of foods, which is likely due to the microbes in food (Ge et al. 2022). The antibacterial effects of the films were studied against S. aureus and E. coli. The liquid culture assay was used to evaluate the antibacterial effects, in which bacterial growth inhibition was determined by viable cell counts (log CFU/mL) after 24 h incubation. The lower value of bacterial counts reflects stronger inhibitory effects, which indicates higher antibacterial effects, as depicted in Fig. 10.
The incorporation of 5 wt% of TCNP1.0 in PLA/PBS and PLA/PBS/NFC films showed a stronger antibacterial activity for S. aureus compared with E. coli, as evidenced by the lower bacterial count (log CFU/mL). This may be due to the synergic effects of CNP and thymol, which lets ions in CNPs to interact with the cell membrane of bacteria, thus allowing the slow release of thymol to inhibit the growth of bacteria. Renowned for its potent antibacterial capabilities, chitosan is believed to be effective due to its polycationic nature (Roy et al. 2024). This can be attributed to the affinity of chitosan’s positively charged amine groups with the negatively charged surface of bacterial membranes, which induces alterations in cellular permeability that lead to cell lysis, as shown in Fig. 11. Feyzioglu et al. (2016) reported an enhanced antibacterial activity of summer savory (Satureja hortensis L.) EO nano-encapsulated in CNP. A study by Oluoch et al. (2021) further supports the findings, which reported enhanced antibacterial effects of chitosan encapsulated with thymol and eugenol EO against Ralstonia solanacearum.
Fig. 10. Antimicrobial activity of PLA/PBS and PLA/PBS/NFC-films with the incorporation of pure thymol, CNP, and TCNP1.0 against S. aureus and E. coli after 24 h
The lower antibacterial effects of TCNP1.0 on E. coli compared with S. aureus may be due to the composition and structure of Gram-negative bacteria. Kalajahi et al. (2024) stated that Gram- negative bacteria are made up of an outer membrane that consists of phospholipids, lipopolysaccharides, and a thin peptidoglycan layer near the cytoplasmic membrane, which may limit the penetration of thymol. But, as observed, the addition of 5 wt% of pure thymol resulted in slightly higher inhibition compared with TCNP1.0 for E. coli in PLA/PBS and PLA/PBS/NFC films. This phenomenon may occur due to the reduction of bioavailability of active compounds due to the encapsulation process. Silva et al. (2025) stated that encapsulation via the IG techniques is a way to preserve antibacterial properties in the long term, which may result in TCNP1.0 not reaching a sufficient concentration that can effectively disrupt the outer membrane of E. coli. Meanwhile, the pure thymol was freely available, allowing direct interaction with microbial cells to suppress the bacterial growth. Thymol is a well-known active compound for its intense antibacterial action against many bacteria. This property is believed to be due to thymol-induced perforation in the bacterial cell’s plasma membrane. As a result, thymol causes a decrease in intracellular ATP by inhibiting the electron transport system, which destroys the cell membrane (Mittal et al. 2019). The cell death occurred after massive ion leakage, as shown in Fig. 11.
Fig. 11. Proposed antibacterial mechanisms of the synergistic effect of pure thymol, CNP, and TCNP1.0
Moreover, the reduction of bacteria of pure thymol and TCNP1.0 for E. coli can be observed to be slightly lower than CNP in PLA/PBS/NFC films. This may be due to the electrostatic interaction of positively charged protonated amino groups with negatively charged lipopolysaccharide (LPS) of E. coli. However, for TCNP1.0, when thymol is encapsulated in CNP, the hydrogen bonds that form between CNP and thymol may reduce the availability of free functional groups of CNP that can contribute to the electrostatic interaction. Besides, the core region of LPS in E. coli may act as a barrier against hydrophobic compounds, such as thymol, and restrict their penetration (Wang, J. et al. 2021). Therefore, it may cause delayed release and limit the penetration of thymol. On the other hand, S. aureus bacteria have a thick but porous peptidoglycan layer (Pasquina-Lemonche et al. 2020) that can allow easier penetration of TCNP1.0 to damage the membrane layer and cause cell death.
Toxicity Assay
Cellular cytotoxicity is characterized based on biochemical responses that evaluate the metabolic functionality of viable cells. Assessment of cell viability was a prevalent method employed to predict the potential toxicity of substances by gauging the survival rates of cells. Ensuring the safety of nanomaterials (TCNP1.0) nano-capsules within bio-nanocomposite films for utilization in the food packaging sector is of paramount importance. The present literature offers limited insight regarding the cytotoxic activity of active films. Therefore, an MTT assay was executed to demonstrate that 3T3 fibroblast cell lines maintain a standard metabolic rate and proliferation in the presence of the highest loading (7 wt%) of TCNP in PLA/PBS, alongside PLA/PBS/NFC films, with the corresponding data depicted in Fig. 12. Through the experimental procedure, it was determined that cell viability remained notably above 80% after 48 h of direct interaction between all films and cells (p < 0.05). The PLA/PBS and PLA/PBS/NFC films incorporated with CNP exhibited a cell viability reduction of around 16 and 12%, respectively. The addition of CNP did not present relevant cell toxicity even at higher concentrations. Kumar et al. (2015) found no significant decrease in cell mass of 3T3 fibroblasts when in contact with the chitosan NP. Meanwhile, as for the incorporation of TCNP1.0, the viability cells were found to be 82 ± 3.44 and 85 ± 2.01%, respectively. These results confirmed that the developed PLA/PBS/NFC/TCNP films had lower apparent cytotoxicity against the 3T3 fibroblast cells due to the presence of nontoxic chitosan and lower amounts of NFC. The study showed that the polyhydroxybutyrate (PHB)-based graphene nanocomposites, prepared by solvent casting methods in chloroform solutions, present 79% viability of cells (Manikandan et al. 2020). Therefore, it is reasonably safe to implement it in films in the concentration range of 3 to 7 wt% of TCNP1.0. As per the biological appraisal outlined in medical devices – Part 5: tests for in vitro cytocompatibility (ISO 10993-5 2009) – the material’s cell viability ought to exceed 70% to be classified as biocompatible (Socrates et al. 2019). Hence, the bio-nanocomposite films with the incorporation of TCNP1.0 are considered suitable for food packaging applications.
Fig. 12. Toxicity assay of PLA/PBS and PLA/PBS/NFC films incorporated with pure thymol and TCNP
Release Test
The release test is important for evaluation of packaging performance for the preservation of food. The release test of pure and encapsulated thymol from PLA/PBS and PLA/PBS/NFC films was carried out to evaluate the controlled release of TCNP1.0 resulting from encapsulation by IG methods. As shown in Fig. 13, the PLA/PBS/T and PLA/PBS/NFC/T exhibited a burst of release during the first 10 h, then it released slowly until reaching equilibrium. This could be due to the immediate diffusion of pure thymol from the film’s surface, which diffuses rapidly to the food simulant (Sharma et al. 2023). By contrast, for PLA/PBS and PLA/PBS/NFC films containing TCNP1.0, the release was increased steadily within 48 h, indicating that thymol was confined in the chitosan matrix and needed more time to reach the equilibrium state. In food packaging applications, rapid release can quickly inhibit the growth of microorganisms; meanwhile, slow release can provide long-term protection of food (Li, B. et al. 2025).
Fig. 13. Release test of PLA/PBS and PLA/PBS/NFC films containing pure thymol and enCAPSulate (TCNP1.0) in 95% ethanol at 45 ⁰C
As a preservation strategy, the films need to have a sustained and controlled release. For instance, where the release rate surpasses the rate of microbial proliferation, the efficacy of antimicrobial properties will be depleted before the end of the product’s shelf-life (Fadiji et al. 2023), consequently facilitating microbial proliferation within packaged food products. Conversely, if the release rate is excessively slow, microbial growth will accelerate before the release of the EOs. In the 95% ethanol at 45 ⁰C, the equilibrium stages were extended to 96 hours. Similarly, Yu et al. (2023) observed low and sustained release rate patterns in hydroxypropyl methylcellulose/hydroxypropyl starch films incorporating nano-encapsulated cinnamon EO in 95% food simulants for 96 hours. Moreover, at 45 ⁰C, the release rate was fast due to the increased mobility of PLA-based film chains as the temperature approached the glass transition temperature of PLA (55-65 ⁰C) (De Luca et al. 2023). Rojas et al. (2021) reported that as an active PLA film’s glass transition temperature, the polymer chains become more mobile, facilitating diffusion through amorphous regions.
A previous study by Hajirostamloo et al. (2023) showed that free cardamom oil gave a rapid and high burst release, while microencapsulated cardamom oil followed a slow and controlled release pattern over time in soy protein isolate films. Additionally, Lanciu Dorofte et al. (2023) reported that encapsulation of thyme EO in the β-CD inclusion complexes (ICs) exhibits a slow, uniform diffusion and noted that a higher release rate at 95% ethanol in whey protein edible films. This is because thymol is a hydrophobic compound that exhibits high solubility in alcohols, including ethanol (Kowalczyk et al. 2020). Moreover, a higher release rate was observed for PLA/PBS films compared with PLA/PBS/NFC films. When it comes in contact with food simulants, the rate of swelling depends on the polarity and affinity of the simulant and polymer matrix material. Harper et al. (2022) stated that high affinity between food simulants and polymer matrix will lead to the absorption of solvents, causing greater swelling, which can contribute to enlarging the gap between molecules and migration of small particles. Meanwhile, low affinity induces less swelling, and the additives will remain in the food matrix. Ethanol, particularly 95%, can act as a strong plasticizer for PLA and PBS biopolymer which can penetrate and interact with polymer chains and induce swelling effects.
Appearance Change and Weight Loss of Fresh-cut Strawberries
Strawberries are a ubiquitous fruit with a distinct taste, appearance, and nutrient benefits. Strawberries have a relatively short shelf life because of physiological deterioration, susceptibility to microbial contamination, and their delicate tissue structure.
To evaluate the practical feasibility of the prepared films in food preservation, fresh-cut strawberries were packaged using the selected films. Strawberry colour and appearance are direct indicators of its quality and freshness. Most of the strawberries kept their fresh appearance, exhibited a red colour, and showed no signs of degeneration after 5 days of storage at 4 °C in Fig. 14.
Meanwhile, the weight loss of fresh-cut strawberries wrapped with PLA/PBS/TCNP1.0 and PLA/PBS/NFC/TCNP1.0 was 11.31% and 14.65%, respectively, which were less than PLA/PBS/NFC/T, which was also attributed to the thymol release. During the diffusion of moisture through the film, thymol was probably released into the packaging and prevented the appearance of fungi due to its bioactive action. The lower weight loss of the strawberry indicated that the films play an important role as a water vapour barrier between the strawberry and the environment throughout the storage period (Cai et al. 2020). Without the barrier, it is easy for the water in strawberries to evaporate into the surroundings. Nonetheless, the strawberry wrapped with PLA/PBS/T showed a high weight loss (44.8%), which is attributed to the reduced amount of water caused by the respiration and transpiration process throughout the storage. Moreover, Pastor et al. (2011) stated that the acceleration of weight loss, which can be attributed to an increase in the fruit’s metabolic activity, associated with tissue senescence over long storage time, is slowed down after wrapping application. The incorporation of TCNP1.0 showed lower weight loss and prolonged shelf-life, indicating that the fruits were not affected by any deterioration form, being acceptable for consumption.
Fig. 14. Visual appearance and weight loss of fresh-cut strawberries after 5 days of storage
CONCLUSIONS
- The poly(lactic acid)/poly(butylene succinate) (PLA/PBS) and the corresponding nanofibrillated cellulose (PLA/PBS/NFC)-based functional films were fabricated via solvent-casting by incorporating the different concentrations of thymol-loaded chitosan phosphate nanoparticle (TCNP) for active food packaging applications.
- The presence of TCNP in PLA/PBS and PLA/PBS/NFC improved mechanical properties, particularly tensile strength (TS), and tensile modulus (TM), with minimal impact on the thermal stability of the film, which is attributed to the reinforcing effects of TCNP. Furthermore, the homogeneous dispersion and favorable compatibility of the PLA/PBS/NFC/TCNP films played a crucial role in enhancing the mechanical strength of the final films.
- The Fourier transform infrared (FTIR) spectra confirmed chemical interactions between PLA/PBS/NFC and thymol essential oil (EO) nano-capsules in the polymer matrix. Simultaneously, the improvements of water barrier properties in PLA/PBS/NFC films incorporating TCNP exhibited good compatibility due to the bonding capabilities between the matrix and the reinforcing phase.
- The developed films exhibit bacteriostatic activity against food-borne pathogens. Films containing TCNP1.0 generally show stronger inhibition of S. aureus bacteria due to the synergistic effects, whereas films with CNP were more effective against E. coli bacteria, which were highly dependent on the structure of the bacteria and the release of thymol.
- These findings can provide insight into the potential use of TCNP1.0 in bio-based packaging materials. However, the additional information on the safety of nanomaterials and the release kinetics of TCNP1.0 would further strengthen the packaging applications.
Conflicts of Interest
The authors declare no conflict of interest.
Acknowledgments
The authors would like to thank the Institute of Tropical Forestry and Forest Products (INTROP), Universiti Putra Malaysia, for the research facilities and support. This study was financially supported by Universiti Putra Malaysia under the Geran Putra Berimpak (GPB/2024/9810100).
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Article submitted: February 22, 2026; Peer review completed: May 2, 2026; Revised version received: June 17, 2026; Accepted: June 20, 2026; Published: July 14, 2026.
DOI: 10.15376/biores.21.3.8118-8156